Compliance Matters will take care of the application process for an Australian Financial Services License for you. The following items are covered in the fixed price quote.
- Assist in determining your License Authorisations
- Assist with Responsible Manager Selection
- Prepare the on-line application
- Prepare the proofs required to be submitted with the on-line application
- Prepare responses to ASIC regarding the application
- Review the draft license issued by ASIC
- Provide Licensee Policy and Procedures based on the proofs lodged with ASIC