The continually evolving legislative and business environment demands that your business is able to install systems, structures and work flow practices that aim to achieve best practice. While there are many educational and compliance issues that face a modern planning business, those that are able to manage and take advantage of financial services regulation have the ability to: 

• Enable planners to spend more time in front of clients and working on client issues.
• Have piece of mind that you are up to date with all AFS License requirements. 
• Deliver a professional client experience.  

Compliance matters is here to help provide you with a pro-active partnering solution that aims to enhance the service you provide your clients, which is after all what it is all about.